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Chapter 3

Theory of Equations

Polynomial equations, Vieta's formulae, nature of roots and Descartes' rule.

1. Polynomials, roots and multiplicity

A polynomial of degree nn in one variable is P(x)=anxn+an1xn1++a1x+a0P(x) = a_n x^n + a_{n-1}x^{n-1} + \dots + a_1 x + a_0, with the leading coefficient an0a_n \ne 0. A number cc with P(c)=0P(c) = 0 is called a zero of the polynomial, or a root of the equation P(x)=0P(x) = 0. If the leading coefficient is 11, the polynomial is called monic.

DefinitionFundamental Theorem of Algebra

Every polynomial equation P(x)=0P(x) = 0 of degree n1n \ge 1 has at least one root in C\mathbb{C}. Applying this repeatedly, a degree-nn equation has exactly nn roots in C\mathbb{C} when the roots are counted with their multiplicities.

So a degree-nn equation can have at most nn roots. It cannot have more, even after counting repeats — that upper bound is one of the most-used facts in the whole chapter.

DefinitionMultiplicity

aa is a root of multiplicity kk if (xa)k(x-a)^k divides P(x)P(x) but (xa)k+1(x-a)^{k+1} does not. A root of multiplicity 11 is called a simple root.

Example
Find the roots of x26x+9=0x^2 - 6x + 9 = 0 and state each multiplicity.
Example
How many roots (with multiplicity) does x37x2+15x9=0x^3 - 7x^2 + 15x - 9 = 0 have, given x=3x=3 is a double root?

2. Quadratic equations and the discriminant

For ax2+bx+c=0ax^2 + bx + c = 0 the discriminant is Δ=b24ac\Delta = b^2 - 4ac, and the roots are x=b±b24ac2ax = \dfrac{-b \pm \sqrt{b^2 - 4ac}}{2a}. When a,b,ca, b, c are real, Δ\Delta decides the nature of the roots before you solve.

Nature of the roots (real coefficients)
  • Δ>0\Delta > 0: two distinct real roots.
  • Δ=0\Delta = 0: equal real (repeated) roots.
  • Δ<0\Delta < 0: no real roots — a conjugate pair of imaginary roots.
Example
If pp is real, discuss the nature of the roots of 4x2+4px+(p+2)=04x^2 + 4px + (p+2) = 0.
Example
Find kk so that x2+(2k+2)x+9=0x^2 + (2k+2)x + 9 = 0 has equal roots.

3. Vieta's formulae — roots ↔ coefficients

The roots of a polynomial are locked to its coefficients. You never need to solve the equation to know the sum or product of its roots — Vieta's formulae read them straight off. They come from expanding a(xα)(xβ)a(x-\alpha)(x-\beta)\cdots and matching coefficients.

Quadratic ax² + bx + c = 0, roots α, β
α+β=ba,αβ=ca\alpha+\beta = -\dfrac{b}{a}, \qquad \alpha\beta = \dfrac{c}{a}
Cubic ax³ + bx² + cx + d = 0, roots α, β, γ
α+β+γ=ba,αβ+βγ+γα=ca,αβγ=da\alpha+\beta+\gamma = -\dfrac{b}{a},\quad \alpha\beta+\beta\gamma+\gamma\alpha = \dfrac{c}{a},\quad \alpha\beta\gamma = -\dfrac{d}{a}
Quartic ax⁴ + bx³ + cx² + dx + e = 0, roots α, β, γ, δ
α=ba,  αβ=ca,  αβγ=da,  αβγδ=ea\textstyle\sum\alpha = -\dfrac{b}{a},\ \ \sum\alpha\beta = \dfrac{c}{a},\ \ \sum\alpha\beta\gamma = -\dfrac{d}{a},\ \ \alpha\beta\gamma\delta = \dfrac{e}{a}
Key idea: For a monic polynomial the pattern is simply: sum of roots $= -(\text{coeff of } x^{n-1})$, product of roots $= (-1)^n(\text{constant term})$, with alternating signs for the symmetric sums in between.
Example
The roots of x36x2+11x6=0x^3 - 6x^2 + 11x - 6 = 0 are α,β,γ\alpha, \beta, \gamma. Find α+β+γ\alpha+\beta+\gamma, αβ+βγ+γα\alpha\beta+\beta\gamma+\gamma\alpha and αβγ\alpha\beta\gamma.
Example
If α,β,γ\alpha, \beta, \gamma are the roots of x3+px2+qx+r=0x^3 + px^2 + qx + r = 0, find 1βγ\sum\dfrac{1}{\beta\gamma} in terms of the coefficients.

4. Symmetric functions of the roots

Many problems ask for a symmetric expression in the roots — α2\sum\alpha^2, α2β\sum\alpha^2\beta, 1α\sum\dfrac{1}{\alpha} and so on. The trick is to rewrite each one using only α\sum\alpha, αβ\sum\alpha\beta, αβγ\alpha\beta\gamma, which Vieta hands you directly. The single most useful identity is:

α2+β2+γ2=(α+β+γ)22(αβ+βγ+γα)\alpha^2+\beta^2+\gamma^2 = (\alpha+\beta+\gamma)^2 - 2(\alpha\beta+\beta\gamma+\gamma\alpha)
Example
Find the sum of the squares of the roots of ax4+bx3+cx2+dx+e=0ax^4 + bx^3 + cx^2 + dx + e = 0.
Example
The roots of 2x27x+13=02x^2 - 7x + 13 = 0 are α,β\alpha, \beta. Build a quadratic whose roots are α2\alpha^2 and β2\beta^2.
Note: Handle repeated roots carefully in these sums. If a cubic has roots $1, 2, 2$ then $\sum\alpha\beta = (1)(2) + (2)(2) + (2)(1) = 8$, counting each pair once.

5. Forming an equation from its roots

Vieta's formulae run in reverse: given the roots, you can write down the polynomial without multiplying out the factors. For a quadratic with roots α,β\alpha, \beta:

x2(α+β)x+αβ=0i.e.x2(sum)x+(product)=0x^2 - (\alpha+\beta)\,x + \alpha\beta = 0 \quad\text{i.e.}\quad x^2 - (\text{sum})x + (\text{product}) = 0

For a cubic with roots α,β,γ\alpha, \beta, \gamma the pattern continues with alternating signs:

x3(α)x2+(αβ)xαβγ=0x^3 - (\textstyle\sum\alpha)x^2 + (\textstyle\sum\alpha\beta)x - \alpha\beta\gamma = 0
Example
Form the quadratic whose roots are 33 and 2-2.
Example
Construct a cubic equation with roots 1,2,31, 2, 3.

6. Transforming the roots of an equation

A powerful idea: build a new equation whose roots are simple functions of the old roots — without ever finding those roots. The whole game is to express the new sum and product using the old α\sum\alpha and αβ\alpha\beta.

Common transformations of ax² + bx + c = 0
  • Roots increased by hh (new roots α+h, β+h\alpha+h,\ \beta+h): replace xx by xhx-h.
  • Roots multiplied by kk (new roots kα, kβk\alpha,\ k\beta): replace xx by xk\dfrac{x}{k}.
  • Reciprocal roots (1α, 1β\dfrac{1}{\alpha},\ \dfrac{1}{\beta}): reverse the coefficients — cx2+bx+a=0cx^2 + bx + a = 0.
Example
If α,β\alpha, \beta are the roots of 17x2+43x73=017x^2 + 43x - 73 = 0, form a quadratic whose roots are α+2\alpha+2 and β+2\beta+2.
Example
If α,β,γ\alpha, \beta, \gamma are the roots of x3+2x2+3x+4=0x^3 + 2x^2 + 3x + 4 = 0, form a cubic whose roots are 1α,1β,1γ\dfrac{1}{\alpha}, \dfrac{1}{\beta}, \dfrac{1}{\gamma}.

7. Imaginary and irrational (surd) roots

When the coefficients are restricted, non-real and irrational roots are forced to come in pairs. These theorems let you write down a second root for free — the key to reducing a high-degree problem.

DefinitionComplex Conjugate Root Theorem

If a polynomial has real coefficients and a+bia + bi (b0b \ne 0) is a root, then its conjugate abia - bi is also a root.

DefinitionConjugate Surd Root Theorem

If a polynomial has rational coefficients and p+qp + \sqrt{q} (with q\sqrt{q} irrational) is a root, then pqp - \sqrt{q} is also a root.

Note: An odd-degree polynomial with real coefficients must have at least one real root: imaginary roots pair up, and pairs cannot account for an odd total.
Example
Find the monic polynomial equation of minimum degree with real coefficients having 23i2 - 3i as a root.
Example
Find a polynomial equation of minimum degree with rational coefficients having 232 - \sqrt{3} as a root.
Watch out: 'Rational coefficients' is essential in the surd theorem. $x - (2+\sqrt3) = 0$ has $2+\sqrt3$ as a root but not $2-\sqrt3$ — because its coefficients are not all rational.

8. Using a known root to solve higher-degree equations

Once a conjugate pair is known, their factors multiply to a real (or rational) quadratic factor. Divide it out and the leftover quotient is easy to solve.

  • An imaginary pair α±iβ\alpha \pm i\beta gives the factor x22αx+(α2+β2)x^2 - 2\alpha x + (\alpha^2+\beta^2).
  • A surd pair p±qp \pm \sqrt{q} gives the factor x22px+(p2q)x^2 - 2px + (p^2 - q).
Example
If 2+i2 + i and 323 - \sqrt{2} are roots of x613x5+62x4126x3+65x2+127x140=0x^6 - 13x^5 + 62x^4 - 126x^3 + 65x^2 + 127x - 140 = 0, find all roots.

9. Special polynomial equations

Certain patterns in the coefficients hand you a root immediately, or collapse the degree. Spotting them is often the whole trick to a higher-degree question.

  • Sum of all coefficients =0= 0: then P(1)=0P(1) = 0, so x=1x = 1 is a root.
  • Sum of odd-power coefficients equals sum of even-power coefficients: then P(1)=0P(-1) = 0, so x=1x = -1 is a root.
  • Only even powers of xx appear: substitute y=x2y = x^2 to halve the degree, solve, then take square roots.
Example
Solve x33x233x+35=0x^3 - 3x^2 - 33x + 35 = 0.
Example
Solve 2x3+11x29x18=02x^3 + 11x^2 - 9x - 18 = 0.
Example
Solve the even-power equation x49x2+20=0x^4 - 9x^2 + 20 = 0.

10. Reciprocal equations

DefinitionReciprocal equation

An equation whose coefficients read the same forwards and backwards (Type I: ar=anra_r = a_{n-r}) or the same in magnitude but opposite in sign (Type II: ar=anra_r = -a_{n-r}). Its roots occur in reciprocal pairs rr and 1r\dfrac{1}{r}.

Standard results
  • Odd degree, Type I: x=1x = -1 is always a root.
  • Odd degree, Type II: x=1x = 1 is always a root.
  • Even degree, Type II: x=1x = 1 and x=1x = -1 are roots (the middle term is 00).
  • Even degree: divide through by xn/2x^{n/2} and set y=x+1xy = x + \dfrac{1}{x} (or x1xx - \dfrac{1}{x}) to halve the degree.
Example
Solve 7x343x2=43x77x^3 - 43x^2 = 43x - 7.
Example
Solve x410x3+26x210x+1=0x^4 - 10x^3 + 26x^2 - 10x + 1 = 0.

11. Rational Root Theorem

When the coefficients are integers, this theorem turns root-guessing into checking a short finite list.

DefinitionRational Root Theorem

For a polynomial with integer coefficients, any rational root pq\dfrac{p}{q} in lowest terms has pp dividing the constant term a0a_0 and qq dividing the leading coefficient ana_n.

Note: A monic integer polynomial ($a_n = 1$) can only have integer rational roots, and each must divide the constant term. The theorem only lists candidates — it does not guarantee any of them is actually a root; you must test them.
Example
Find the roots of 2x3+3x2+2x+3=02x^3 + 3x^2 + 2x + 3 = 0.
Example
List all candidate rational roots of 2x3+x6=02x^3 + x - 6 = 0.

12. Descartes' Rule of Signs

Before solving, you can bound how many positive and negative real roots are even possible, just by counting sign changes in the coefficients.

DefinitionDescartes' Rule of Signs

If ss is the number of sign changes in P(x)P(x) and pp is the number of positive real roots, then sps - p is a non-negative even integer. Apply the same rule to P(x)P(-x) to bound the negative real roots.

Key idea: The number of positive roots is $s$, or less than $s$ by an even number. A lower bound on imaginary roots is $n - (m + k)$, where $m, k$ are the sign changes in $P(x)$ and $P(-x)$.
Example
Discuss the positive and negative real roots of P(x)=x32x2+x5P(x) = x^3 - 2x^2 + x - 5.
Example
Show that P(x)=9x9+2x57x429x2+9P(x) = 9x^9 + 2x^5 - 7x^4 - 29x^2 + 9 has at least six imaginary roots.
Note: Descartes' rule gives only upper bounds (and a parity condition) — never the exact roots. Combine it with the sum-of-coefficients trick to pin down exact counts in special cases.